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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-12 |
| SC | RA | APPROVED | 2026-02-11 |
Branch Locations
4250 Congress Street, Suite 200, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Mt Pleasant | SC | 04/2014 | 06/2022 |
| Park Avenue Securities Llc | Mt Pleasant | SC | 04/2014 | 06/2022 |
| Massmutual Life Insurance Co | Mount Pleasant | SC | 06/2022 | 12/2024 |
| Mml Investors Services, Llc | Mount Pleasant | SC | 07/2022 | 12/2024 |
| Park Avenue Securities | Mt Pleasant | SC | 12/2024 | 02/2026 |
| Guardian Life Insurance Company | Mt Pleasant | SC | 12/2024 | 02/2026 |
| Gallagher Fiduciary Advisors, Llc | Charlotte | NC | 02/2026 | Present |
| Osaic Wealth | Scottsdale | AZ | 05/2026 | Present |
1. GALLAGHER BENEFIT SERVICES, INC. POSITION: National Practice Leader NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 60 START DATE: 02/02/2026 ADDRESS: 4250 Congress St Suite 200, Charlotte NC 28209, United States DESCRIPTION: Institutional Consulting/Employer 2. GBS INSURANCE AND FINANCIAL SERVICES, INC. POSITION: National Practice Leader NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 1 START DATE: 02/02/2026 ADDRESS: 4250 Congress St Suite 200, Charlotte NC 28209, United States DESCRIPTION: Insurance 3. GALLAGHER FIDUCIARY ADVISORS LLC POSITION: National Practice Leader/Investment Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 60 START DATE: 02/11/2026 ADDRESS: 4250 Congress St Suite 200, Charlotte NC 28209, United States DESCRIPTION: Institutional Investment Consulting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-19 |
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