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William Joseph Aldrich

Aldrich Investment Management

Henderson, NV

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Current Employers
Aldrich Investment Management

10120 South Eastern Ave, Suite 200, Henderson, NV 89052 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-08-31
  • NV RA
    APPROVED
    Since 2026-08-31

Branch Locations

10120 South Eastern Ave, Suite 200, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Henderson NV 11/2014 01/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2018 08/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 08/2026
Woodbury Financial Services, Inc. Henderson NV 10/2016 01/2018
Independent Insurance Agent Henderson NV 10/2016 Present
Aldrich Investments, Llc Dba Aldrich Private Wealth. Henderson NV 11/2017 Present
Aldrich Investments, Llc Dba Aldrich Private Wealth. Henderson NV 08/2026 Present
  • 11/2014 → 01/2018
    Woodbury Financial Services Inc
    Henderson, NV
  • 01/2018 → 08/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → 08/2026
    Fairfield, IA
  • 10/2016 → 01/2018
    Woodbury Financial Services, Inc.
    Henderson, NV
  • 10/2016 → Present
    Independent Insurance Agent
    Henderson, NV
  • 11/2017 → Present
    Aldrich Investments, Llc Dba Aldrich Private Wealth.
    Henderson, NV
  • 08/2026 → Present
    Aldrich Investments, Llc Dba Aldrich Private Wealth.
    Henderson, NV
Previous Registrations
Other Businesses

William Aldrich sole proprietor; investment related; insurance agent; 10/2016 start date; approximately 30 hours per month is spent on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-31
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S65 Uniform Investment Adviser Law Examination
    2008-07-31
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10
Other Names
  • Billy Joseph Aldrich
  • Bill Joseph Aldrich

View on SEC IAPD

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