Best Investors Account Sign in
Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-24
CA RA APPROVED 2020-12-07
  • TX RA
    APPROVED
    Since 2026-02-24
  • CA RA
    APPROVED
    Since 2020-12-07

Branch Locations

2596 Shay Ct, Fortuna, CA 95540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Fortuna CA 10/2007 09/2019
Summit Financial Group Inc Fortuna CA 06/2008 12/2020
Cetera Advisor Networks Llc Fortuna CA 09/2019 12/2020
Prospera Financial Services Inc. Dallas TX 12/2020 Present
  • 10/2007 → 09/2019
    Summit Brokerage Services Inc
    Fortuna, CA
  • 06/2008 → 12/2020
    Summit Financial Group Inc
    Fortuna, CA
  • 09/2019 → 12/2020
    Cetera Advisor Networks Llc
    Fortuna, CA
  • 12/2020 → Present
    Dallas, TX
Previous Registrations
  • 2008-06-02 → 2021-01-08
    Summit Financial Group Inc
    Fortuna, CA
Other Businesses

(1) JOHNSON WEALTH MANAGEMENT; INVESTMENT RELATED -YES; 2596 SHAY CT., FORTUNA, CA, 95540; 07/2011; DBA; WEALTH ADVISOR; 160 HOURS PER MONTH; 140 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT-RELATED SERVICES. (2) REDWOOD CHRISTIAN FELLOWSHIP; NOT INVESTMENT RELATED; 750 13TH ST FORTUNA, CA 95540; RELIGIOUS NON-PROFIT; PASTORAL STAFF; 04/17/2016; VARIABLE HRS/MONTH; VARIABLE HRS/MONTH DURING TRADING; These duties will include but not be limited to: *Cover the pulpit when necessary or scheduled to preach *Assist in developing and leading a men's program such as men support group, Bible Studies, men's dinner and fellowships. *Assist the pastor-teacher with making visits to and offer regular communion to our homebound members and make efforts to visit with visitors and regular attendees of RCF *Assist with Biblical counseling as needed or assigned by the pastor-teacher *Complete other duties as assigned *This position should spend significant time with the pastor-teacher on a regular basis to assist with overseeing, planning sermons and sermon series, and coordinate with between the teaching ministry and other ministries such as the Worship Team, Audio/Visual team, graphics development and community groups to maximize all resources available.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2008-05-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fortuna, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor