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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-26
  • NY RA
    APPROVED
    Since 2024-12-26

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

68 S Service Road Suite 100, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Astoria NY 08/2016 10/2024
American Portfolios Advisors, Inc. Astoria NY 08/2016 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 12/2024
Ausdal Financial Partners, Inc Davenport IA 12/2024 Present
  • 08/2016 → 10/2024
    American Portfolios Financial Services, Inc.
    Astoria, NY
  • 08/2016 → 10/2024
    American Portfolios Advisors, Inc.
    Astoria, NY
  • 10/2024 → 12/2024
    Scottsdale, AZ
  • 12/2024 → Present
    Davenport, IA
Previous Registrations
  • 2024-10-11 → 2025-01-07
    Scottsdale, AZ
    Melville, NY
    Hauppauge, NY
  • 2016-08-17 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2014-10-23 → 2016-08-17
    Legend Advisory, Llc
    Astoria, NY
    Palm Beach Gardens, FL
  • 2014-05-02 → 2014-10-14
    Astoria, NY
  • 2011-03-01 → 2014-05-06
    Asset & Financial Planning, Ltd
    Astoria, NY
  • 2010-10-21 → 2010-11-05
    Asset & Financial Planning, Ltd
    Massapequa Park, NY
  • 2009-07-17 → 2010-10-12
    Chase Investment Services Corp.
    Forest Hills, NY
    Flushing, NY
    Rego Park, NY
    Howard Beach, NY
Other Businesses

OUTSIDE INSURANCE SALES; INVESTMENT RELATED; MELVILLE, NY; INSURANCE SALES; AGENT; ACTIVITY BEGAN IN 2004; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; PROVIDE INSURANCE PRODUCTS TO CLIENTS AS NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-15
S63 Uniform Securities Agent State Law Examination 2000-04-14
  • S65 Uniform Investment Adviser Law Examination
    2009-07-15
  • S63 Uniform Securities Agent State Law Examination
    2000-04-14
Designations

View on SEC IAPD

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