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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-26 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
68 S Service Road Suite 100, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Astoria | NY | 08/2016 | 10/2024 |
| American Portfolios Advisors, Inc. | Astoria | NY | 08/2016 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 12/2024 |
| Ausdal Financial Partners, Inc | Davenport | IA | 12/2024 | Present |
OUTSIDE INSURANCE SALES; INVESTMENT RELATED; MELVILLE, NY; INSURANCE SALES; AGENT; ACTIVITY BEGAN IN 2004; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; PROVIDE INSURANCE PRODUCTS TO CLIENTS AS NEEDED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
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