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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-05-27
TX RA APPROVED 2014-05-22
  • FL RA
    APPROVED
    Since 2014-05-27
  • TX RA
    APPROVED
    Since 2014-05-22

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Jacksonville FL 05/2014 Present
Bank Of America, N.A. Jacksonville FL 05/2014 Present
  • 05/2014 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Jacksonville, FL
  • 05/2014 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Previous Registrations
Other Businesses

I*72407 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAISWAL SOAP FACTORY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SAHARSA, BIHAR, 852127 POSITION, TITLE, ASSOCIATION: PASSIVE PARTNER START DATE OF RELATIONSHIP: 8/20/1978 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY OWNED BUSINESS. I AM LISTED AS A PASSIVE PARTNER I*: 2293280 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Jacksonville, Fl 32224 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/10/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Owner of rental property I*2411293, Entity Type: Private Foundation Name of OBA: Rising Stars Cricket Team , Address: Jacksonville , Florida, 32246, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 5/5/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: Starting from the month of May I am registering a cricket team with the Jacksonville Cricket Associated to play competitive cricket in the weekends as a recreation activity . i have created the team by the name of Rising Stars and will have access to the team funds to pay for the JCA fees and provide soft drinks and snacks to my teammates. I have created the team for the purpose of playing on the weekends as purely a recreational activity. Each teammate will contribute between $75 to$100 before the tournament begins . A major part of the funds will go to pay the association fees and the reminder will be used for providing snacks and drinks to teammates. if there is any left over at the end of the seasons as agreed by all teammates will be spent on a team outing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-18
  • S66 Uniform Combined State Law Examination
    2008-01-18

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