Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-05-26 |
| TX | RA | APPROVED_RES | 2021-04-27 |
| NC | RA | APPROVED | 2020-05-04 |
Branch Locations
13024 Ballantyne Corporate Place Suite 150, Charlotte, NC 28277 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2018 | 01/2020 |
| Self-Employed | Lancaster | SC | 07/2010 | 04/2018 |
| Morgan Stanley | Charlotte | NC | 01/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2020 | Present |
*391629 - House Your Credit; Investment related -Yes; Lancaster, South Carolina; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); July 2009; During business hours: 0; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-28 |
Reach out to this advisor