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Current Employers
Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2008-02-21
  • NH RA
    APPROVED
    Since 2008-02-21

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bedford NH 10/2007 Present
  • 10/2007 → Present
    Lpl Financial
    Bedford, NH
Other Businesses

1. 10/23/2007: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/12/2015: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/21/15 - 5 Hours Per Month During Securities Trading - IAR - RIA provides financial planning for a fixed and/or hourly fee along with investment management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-09
  • S66 Uniform Combined State Law Examination
    2008-02-09

View on SEC IAPD

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