Douglas David Zweig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 07/2019
  Allianz Life Insurance Company Of North America
  Minneapolis, MN
• 09/2007 → 07/2019
  Allianz Life Financial Services, Llc.
  Minneapolis, MN
• 07/2019 → 08/2023
  Securities America, Inc.
  Deerfield, IL
• 07/2019 → 08/2023
  Securities America Advisors Inc.
  Deerfield, IL
• 08/2023 → Present
  Lpl Financial Llc
  South Deerfield, IL

Previous Registrations

• 2019-07-10 → 2023-08-10
  Securities America Advisors, Inc.
  Deerfield, IL

Other Businesses

1) 07/24/2023 - Project Wealth Advisor - DBA for LPL business (entity for LPL Business) - Investment related - At reported business location(s). 2) 07/24/2023 - DDZ HOLDINGS LLC - Business entity for tax/Investment purposes only - IL 60558 - Non investment related - Start date: 08/07/2023.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-11-15

Designations

• Certified Financial Planner

Other Names

• Douglas David Zweig
• Douglas Zweig