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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-12-05
  • UT RA
    APPROVED
    Since 2017-12-05

Branch Locations

1180 N Mountain Springs Pkwy Ste 204-A, Springville, UT 84663 • United States

Payson, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Springville UT 10/2006 Present
Pfs Investments Inc. Springville UT 10/2007 Present
  • 10/2006 → Present
    Primerica Financial Services
    Springville, UT
  • 10/2007 → Present
    Springville, UT
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Faith Family & Finances LLC; Investment Related; Position/Title: Member; Nature Of Business: LLC For Our Primerica Business; Start Date: 01/2022 - Present; 1441 S 1080 W Payson, UT 84651; 160 Total Hours Committed Per Month (80 Total Hours During Securities Trading Hours). Independent Contractor, Not Investment Related, Payson, UT 84651, Nature of Business: Social Media Influence, 10 hours per month (5 of hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-30
S63 Uniform Securities Agent State Law Examination 2007-11-26
  • S65 Uniform Investment Adviser Law Examination
    2017-11-30
  • S63 Uniform Securities Agent State Law Examination
    2007-11-26

View on SEC IAPD

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