Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-20 |
| WA | RA | APPROVED | 2012-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redmond | WA | 08/2012 | Present |
| Bank Of America, N.A. | Redmond | WA | 09/2012 | Present |
I*3275266, Entity Type: , Name of OBA: M T S Childrens Tr UW, Address: Kirkland, Washington, 98034, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/03/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3297282Entity Type: N/AName of OBA: CATHLEEN ACKLEY TTEE U/W M SAddress: Kirkland, Washington, 98034Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 12/10/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: SiblingsI*3317279, Entity Type: , Name of OBA: C A TTEE U/W M S , Address: Kirkland, Washington, 98034, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/16/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4521297 Entity Type: Fiduciary Role Name of OBA: C A TTEE U/A DTD 10/19/2022 BY C A Address: Kirkland, Washington, 98034 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/05/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-10 |
Reach out to this advisor