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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-20
WA RA APPROVED 2012-09-05
  • TX RA
    APPROVED_RES
    Since 2018-11-20
  • WA RA
    APPROVED
    Since 2012-09-05

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redmond WA 08/2012 Present
Bank Of America, N.A. Redmond WA 09/2012 Present
Previous Registrations
  • 2010-08-13 → 2012-09-11
    Seattle, WA
  • 2008-03-14 → 2010-08-03
    Pacific West Financial Consultants Inc
    Renton, WA
Other Businesses

I*3275266, Entity Type: , Name of OBA: M T S Childrens Tr UW, Address: Kirkland, Washington, 98034, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/03/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3297282Entity Type: N/AName of OBA: CATHLEEN ACKLEY TTEE U/W M SAddress: Kirkland, Washington, 98034Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 12/10/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: SiblingsI*3317279, Entity Type: , Name of OBA: C A TTEE U/W M S , Address: Kirkland, Washington, 98034, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/16/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4521297 Entity Type: Fiduciary Role Name of OBA: C A TTEE U/A DTD 10/19/2022 BY C A Address: Kirkland, Washington, 98034 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/05/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 2008-01-10
  • S65 Uniform Investment Adviser Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2008-01-10
Other Names
  • Cathy Ann Stresinshe
  • Cathleen Ann Stresinshe

View on SEC IAPD

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