Michael Dominic Garmone

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 02/2019
  Lpl Financial Llc
  Scottsdale, AZ
• 01/2019 → Present
  Cwm, Llc
  Omaha, NE
• 02/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2009 → 05/2021
  Pangea Retirement Partners
  Scottsdale, AZ
• 10/2009 → 05/2021
  Pangea Wealth Management
  Scottsdale, AZ
• 06/2026 → Present
  Garmone Holdings, Llc
  Omaha, NE

Previous Registrations

• 2018-11-09 → 2019-02-25
  Lpl Financial Llc
  Tempe, AZ
  Scottsdale, AZ

Other Businesses

1) NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 07/2020 APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES INCLUDING 3(38) AND 3(21) SERVICES. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 3) NAME OF OTHER BUSINESS: CARSON WEALTH INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: GARMONE FINANCIAL, LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR EXPENSES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSES, PAYROLL AND TAX PURPOSES; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 1304 E CLIFTON AVE, GILBERT, AZ 85295; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PREVIOUS RESIDENCE IS NOW A RENTAL PROPERTY. GENERATES MONTHLY CASH FLOW FROM RENT PAID; 6. NAME OF OTHER BUSINESS: GARMONE HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CREATED FOR THE SOLE PURPOSE OF FACILITATING THE EQUITY SWAP WITH CARSON GROUP HOLDINGS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-07
• S63 Uniform Securities Agent State Law Examination
  2007-10-12

Other Names

• Michael Garmone