Best Investors Account Sign in

Aaron Matthew Platteis

Virtus Investment Advisers, LLC

Hartford, CT

Claim This Profile
Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-01-12
  • CT RA
    APPROVED
    Since 2018-01-12

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Vernon CT 07/2013 09/2016
Lpl Financial Llc Charlotte NC 07/2013 09/2016
Key Investment Services Llc Vernon CT 09/2016 01/2017
Key Bank Vernon CT 09/2016 09/2017
Key Investment Services Llc Manchester CT 01/2017 09/2017
Virtus Investment Partners Hartford CT 10/2017 Present
Vp Distributors Llc Hartford CT 10/2017 Present
  • 07/2013 → 09/2016
    First Niagara Bank
    Vernon, CT
  • 07/2013 → 09/2016
    Lpl Financial Llc
    Charlotte, NC
  • 09/2016 → 01/2017
    Key Investment Services Llc
    Vernon, CT
  • 09/2016 → 09/2017
    Key Bank
    Vernon, CT
  • 01/2017 → 09/2017
    Key Investment Services Llc
    Manchester, CT
  • 10/2017 → Present
    Virtus Investment Partners
    Hartford, CT
  • 10/2017 → Present
    Vp Distributors Llc
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
S63 Uniform Securities Agent State Law Examination 2012-01-24
  • S66 Uniform Combined State Law Examination
    2018-01-12
  • S63 Uniform Securities Agent State Law Examination
    2012-01-24
Other Names
  • Aaron Platteis

View on SEC IAPD

More in Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor