Amy S Horsley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 01/2021
  Td Ameritrade
  San Diego, CA
• 12/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 01/2021 → 11/2022
  Unemployed
  San Diego, CA
• 02/2023 → Present
  Bank Of America, N.A.
  San Diego, CA

Previous Registrations

• 2010-07-14 → 2021-01-11
  Td Ameritrade, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2010-07-14 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  San Diego, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-03-19

Other Names

• Amy Santiago
• Marie Amy Sepe Santiago
• Marie Amy Alva Sepe Santiago
• Amy Horsley
• Marie Amy Alva Sepe Horsley
• Amys Marie Horsley
• Amy Marie Santiago
• Amy S Santiago
• Marie Amy Alva Santiago Horsley
• Marieamyalva S Horsley