Marsh Sirota Gardner

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → Present
  Mml Investors Services, Llc
  Sarasota, FL
• 12/2024 → Present
  Massmutual Life Insurance Company
  Sarasota, FL
• 06/2023 → 12/2024
  Citigroup
  Tampa, FL
• 08/2018 → 06/2023
  Sirota Capital
  Tampa, FL
• 03/2015 → 07/2018
  Fidelity Information Services
  St. Petersburg, FL
• 10/2007 → 01/2025
  Raymond James & Associates, Inc
  Saint Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2025-05-02

Other Names

• Marsh G Lumpkin
• Marsh Lumpkin