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Marsh Sirota Gardner

Mml Investors Services, LLC

Sarasota, FL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-02
  • FL RA
    APPROVED
    Since 2025-06-02

Branch Locations

1330 Main St Suite 2, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Sarasota FL 01/2025 Present
Massmutual Life Insurance Company Sarasota FL 12/2024 Present
Citigroup Tampa FL 06/2023 12/2024
Sirota Capital Tampa FL 08/2018 06/2023
Fidelity Information Services St. Petersburg FL 03/2015 07/2018
Raymond James & Associates, Inc Saint Petersburg FL 10/2007 01/2025
  • 01/2025 → Present
    Mml Investors Services, Llc
    Sarasota, FL
  • 12/2024 → Present
    Massmutual Life Insurance Company
    Sarasota, FL
  • 06/2023 → 12/2024
    Citigroup
    Tampa, FL
  • 08/2018 → 06/2023
    Sirota Capital
    Tampa, FL
  • 03/2015 → 07/2018
    Fidelity Information Services
    St. Petersburg, FL
  • 10/2007 → 01/2025
    Raymond James & Associates, Inc
    Saint Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-02
  • S66 Uniform Combined State Law Examination
    2025-05-02
Other Names
  • Marsh G Lumpkin
  • Marsh Lumpkin

View on SEC IAPD

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LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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