Timothy M Gillespie

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX

Other Businesses

I*132315 For profit or not for profit: For-Profit Organization Name of outside business organization: Columbia University School of Professional Studies Investment related: N Address of business: New York, New York 10027 Nature of business: Other,University Position, title, association: Part-Time, Start date of relationship: 9/1/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: Columbia University will be launching a Master's in Wealth Management Program beginning Fall 2020. I've been asked to serve as a co-lecturer for one of their courses next Summer 2021. I*532276 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Dennis Port, Massachusetts, 02639 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-04-07

Other Names

• Timothy M Gillespie
• Tim Gillespie