Best Investors Account Sign in

Jennifer Anne Hawkins

Janney Montgomery Scott LLC

New Haven, CT

CRD 5431307

Claim This Profile
Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-19
  • CT RA
    APPROVED
    Since 2018-09-19

Branch Locations

555 Long Wharf Drive Long Wharf Maritime Center, 11Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Haven CT 04/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-22
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2018-06-22
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22

View on SEC IAPD

Nearby Firms

KREITLER FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
STRATEGIC ADVISERS LLC

Nearby Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS

Nearby Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT

More in New Haven, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor