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Jennifer Anne Hawkins

Janney Montgomery Scott LLC

New Haven, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-19
  • CT RA
    APPROVED
    Since 2018-09-19

Branch Locations

555 Long Wharf Drive Long Wharf Maritime Center, 11Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Haven CT 04/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-22
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2018-06-22
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22

View on SEC IAPD

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