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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
NJ RA APPROVED 2011-10-24
  • TX RA
    APPROVED_RES
    Since 2025-11-05
  • NJ RA
    APPROVED
    Since 2011-10-24

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morristown NJ 10/2007 Present
Private Advisor Group, Llc Morristown NJ 10/2011 Present
Previous Registrations
  • 2008-10-23 → 2009-06-30
    Morristown Financial Group, Llp
    Morristown, NJ
Other Businesses

1. 10/24/2007 - Madison Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Outside insurance affiliation with Madison Insurance Group. 2. 10/24/2007 - No Business Name - Investment Related - Other-Legal Services - Time Spent 3% - Although I am separating from my law partnership of eleven years, I would like to continue to prepare wills and engage in non-litigation civil matters on a limited basis. 3. 10/24/2007 - Community, Civic and Charitable Board - Not Investment Related - Time Spent 1% - Member of the Finance Committee of the Morris County St. Patrick's Day Parade, a non-profit corporation that organizes a parade every March. 4. 3/6/2012 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 25% - (HYBRID) Provide asset management and financial planning for a fee. 5. 12/11/2013 - Brunnock Law Group, LLC - Not Investment Related - Other-Business Owner - Time Spent 3% - I would like to conduct my limited law matters (for which I have already been approved) under the name of "Brunnock Law Group, LLC" rather than "Brunnock & Associates,PC". 6. 5/27/2014 - Trinity Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 7. 02/28/2017 - No Business Name - Investment Related - Cape May, NJ - Real Estate Rental - Start 12/20/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Vacation Home/Beach House. 8. 12/20/2018 - Private Advisor Group - DBA: (Hybrid) Trinity Financial Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/02/2015 - 140 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 1/25/2023 - Trinity Financial Strategies - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/07/2022 - 160 Hours Per Month/135 Hours During Securities Trading 10. 07/27/2026 - Your Retirement Coach. Retirement. Simplified - Author - Not Investment Related - Morristown, NJ - Start Date 07/02/2024 - 9 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-26
  • S66 Uniform Combined State Law Examination
    2008-06-26

View on SEC IAPD

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