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Lisa Ann D'AMico

Rockefeller Financial LLC

Chicago, IL

Poland, OH

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-07
TX RA APPROVED 2026-08-07
  • OH RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-07

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

8544 Hickory Hill Drive, Poland, OH 44514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Poland OH 08/2026 Present
Merrill Lynch, Pierce, Fenner & Smith, Inc. Akron OH 08/1999 08/2026
  • 08/2026 → Present
    Rockefeller Financial Llc
    Poland, OH
  • 08/1999 → 08/2026
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Akron, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07

View on SEC IAPD

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