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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-03 |
Branch Locations
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Los Angeles | CA | 07/2016 | 03/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Los Angeles | CA | 07/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2020 | Present |
I*1996266, Entity Type Entity Charitable, Name of OBA: Sister Stella Foundation Address: Los Angeles California 90024 Investment Related: No Position, Title, Association: Board Member Employee Start Date: No Hours: 2 Monthly No Hours during trading: 0 Duties: The Sister Stella Foundation is an independent not for profit, parent run organization created almost 40 years ago by Sister Stella Maria Enright. Our mission is to provide leadership and funding for projects, programs, equipment, materials and services which are outside of the school budget that will have a direct impact on the development of the whole child. I will be assisting the foundation on identifying projects that can help improve the students' experience throughout their time at the school.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-17 |
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