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David E. Norris

Ladd Capital Management LLC

New Haven, CT

Boca Raton, FL

CRD 4150520

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Employer firm

Ladd Capital Management LLC CRD 105162

$177M regulatory AUM 72 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ladd Capital Management Llc

110 Whitney Ave, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

110 Whitney Ave, New Haven, CT 06510 • United States

784 Camino Lake Circle, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladd Capital Management, Llc New Haven CT 05/2009 Present
Previous Registrations
  • 2005-01-05 → 2009-02-18
    Oaktree Asset Management, Llc
    Boca Raton, FL
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

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Nearby Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS

Nearby Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT

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