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Philip Matthew Carava

Charles Schwab & Co., Inc.

Chicago, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-04
  • IL RA
    APPROVED
    Since 2022-10-04

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Chicago IL 05/2010 06/2024
Charles Schwab & Co. Chicago IL 10/2022 Present
  • 05/2010 → 06/2024
    Td Ameritrade, Inc
    Chicago, IL
  • 10/2022 → Present
    Charles Schwab & Co.
    Chicago, IL
Previous Registrations
  • 2021-05-03 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
  • 2010-06-16 → 2021-05-11
    Tradewise Advisors, Inc.
    Chicago, IL
  • 2009-11-17 → 2010-08-06
    Thinkorswim Advisors, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-16
S63 Uniform Securities Agent State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-31

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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