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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2007-10-15 |
Branch Locations
309 Smith Avenue, Elwood, NE 68937 • United States
125 South 4Th Street, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Almquist, Maltzahn, Galloway & Luth, Pc | Grand Island | NE | 06/1988 | 05/2019 |
| Wealth Management, Llc | Norfolk | NE | 10/2007 | Present |
| Galloway Financial Advisors | Elwood | NE | 05/2019 | Present |
GO Consolidated Industries, LTD - Not investment related - 309 Smith Ave Elwood, NE - rental real estate - General & limited Partner - 9/2016 - Approx. 1 hour monthly/0 hours during securities trading hours - Assist with rental activities. Galloway Holdings, LLC - not investment related - 309 Smith Ave Elwood, NE - rental real estate - Sole Member - 7/2013 - Approx. 1 hour monthly/0 hours during securities trading hours - assist with rental activities. Nebraska State Fair 1868 Foundation - Nonprofit Corporation - not investment related - PO Box 80698 Lincoln, NE 68501 - Treasurer - Start date 2016 - Approx. 2 hours monthly/Approx. 0 hours monthly during securities trading hours - acting treasurer for the organization Galloway Financial Advisors, INC - not investment related - 309 Smith Ave Elwood, NE - President/Owner - Approx 120 hours monthly/Approx 120 hours during security trading hours - Business Consulting G & B Outdoors, LLC - Not investment related - 309 Smith Ave Elwood, NE - farm land - Sole Member - Approx. 1 hour monthly/0 hours during securities trading hours. TG Enterprises LLC - Not investment related - 309 Smith Ave Elwood, NE - fishing guide services - Sole Member - Approx. 1 hour monthly/0 hours during securities trading hours - Provide Fishing Guide Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-11 |
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