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Travis Scott Moomey

LPl Financial LLC

Lexington, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-02-12
  • NE RA
    APPROVED
    Since 2020-02-12

Branch Locations

500 N Washington St, Lexington, NE 68850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Lexington NE 01/2016 02/2020
Securities America Advisors Lexington NE 01/2016 02/2020
Lpl Financial Llc Lexington NE 02/2020 Present
  • 01/2016 → 02/2020
    Securities America Inc
    Lexington, NE
  • 01/2016 → 02/2020
    Securities America Advisors
    Lexington, NE
  • 02/2020 → Present
    Lpl Financial Llc
    Lexington, NE
Previous Registrations
  • 2016-01-25 → 2020-02-11
    Securities America Advisors, Inc.
    Lexington, NE
  • 2010-02-26 → 2015-12-31
    Lpl Financial Llc
    Lexington, NE
    San Diego, CA
    Lexington, NE
  • 2006-06-30 → 2010-02-23
    Ameritas Investment Company, Llc
    Holdredge, NE
    O'NEill, NE
    Callaway, NE
    Lexington, NE
    Kearney, NE
    Scottsbluff, NE
    Lincoln, NE
Other Businesses

1)2/11/20- Moomey Financial Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Lexington, NE- start date 14/28/2010- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-02
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S65 Uniform Investment Adviser Law Examination
    2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
AVANTAX PLANNING PARTNERS, INC.
WEALTH ADVISORS NETWORK, INC.
WEALTH MANAGEMENT

Other Investors

Daniel Lee Clark
Robert R Speer
MARLIN KENT JOHNSON
Keenan Darrel Kremke
Garth Edward Mins
Maddux John Myer
Hunter Royal
NORMAN WILLIAM WILKINS

Other Offices

EDWARD JONES · LEXINGTON, NE
AVANTAX PLANNING PARTNERS, INC. · Lexington, NE
WEALTH ADVISORS NETWORK, INC. · LEXINGTON, NE
EDWARD JONES · LEXINGTON, NE
LPL FINANCIAL LLC · COZAD, NE
EDWARD JONES · COZAD, NE
LPL FINANCIAL LLC · COZAD, NE
WEALTH MANAGEMENT · Elwood, NE

More in Lexington, NE

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