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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-16
GA RA APPROVED 2023-05-09
  • TX RA
    APPROVED_RES
    Since 2025-05-16
  • GA RA
    APPROVED
    Since 2023-05-09

Branch Locations

2801 N. Columbia Street, Milledgeville, GA 31061 • United States

250 W Hancock St, Milledgeville, GA 31061 • United States

4306 Gray Highway, Gray, GA 31032 • United States

6081 Lake Oconee Parkway, Greensboro, GA 30642 • United States

2400 N. Columbia Street, Milledgeville, GA 31061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exchange Investment Services Inc Milledgeville GA 12/2004 Present
Infinex Investments, Inc. Milledgeville GA 09/2011 09/2020
Lpl Financial Llc Milledgeville GA 09/2020 Present
  • 12/2004 → Present
    Exchange Investment Services Inc
    Milledgeville, GA
  • 09/2011 → 09/2020
    Infinex Investments, Inc.
    Milledgeville, GA
  • 09/2020 → Present
    Milledgeville, GA
Other Businesses

1)9/30/2020- Exchange Investment Services, Inc.-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)9/30/2020- THOMPSON FAMILY LIMITED PARTNERSHIP -FARM - timber sales- Non-Inv. Related- Glenwood, GA- start date 1/1/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2007-12-01
  • S66 Uniform Combined State Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2007-12-01
Other Names
  • Laura A Thompson

View on SEC IAPD

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