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James Hadley Oconnor

Hightower Advisors, LLC

Portsmouth, NH

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-07-04
NH RA APPROVED 2023-06-30
  • ME RA
    APPROVED
    Since 2023-07-04
  • NH RA
    APPROVED
    Since 2023-06-30

Branch Locations

18 Congress Street Suite 209, Portsmouth, NH 03801 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc. Boston MA 10/2010 08/2018
Vigilant Capital Management, Llc Portsmouth NH 09/2018 06/2023
Hightower Advisors Chicago IL 06/2023 Present
  • 10/2010 → 08/2018
    Columbia Management Investment Distributors Inc.
    Boston, MA
  • 09/2018 → 06/2023
    Vigilant Capital Management, Llc
    Portsmouth, NH
  • 06/2023 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
S63 Uniform Securities Agent State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2011-06-24
  • S63 Uniform Securities Agent State Law Examination
    2008-01-28
Designations
Other Names
  • James H O'COnnor
  • James Hadley O'COnnor
  • James H Oconnor

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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