Nathan Harshman

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 03/2024
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 04/2024 → 09/2025
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 04/2024 → 10/2025
  Innovative Portfolios, Llc
  Indianapolis, IN
• 05/2025 → Present
  Allworth Financial
  Indianapolis, IN
• 05/2025 → Present
  Aw Securities
  Indianapolis, IN

Previous Registrations

• 2024-09-16 → 2025-09-12
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN

Other Businesses

White Rock Fellowship - Board Member - Noblesville, IN - Aside from attending this church I also sit on the board. We consult with the church leadership on matters involving personnel, maintenance and upkeep of the facilities as well discussions about the use of funds in purchasing or updating equipment - I explicitly have no direct access to any funds or the ability to influence how any funds are spent as we are a board of 7-9.

Exams

• S66 Uniform Combined State Law Examination
  2024-09-16
• S63 Uniform Securities Agent State Law Examination
  2008-01-02

Other Names

• Nathan Paul Harshman
• Nate Paul Harshman