Andrew James Mahaven

Current Employers

Employment History

• 07/2006 → 04/2017
  Compass Bank
  Birmingham, AL
• 05/2013 → 04/2017
  Bbva Securities Inc.
  Jacksonville, FL
• 01/2008 → 04/2017
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 05/2016 → 04/2017
  Bbva Wealth Solutions Inc.
  Jacksonville, FL
• 05/2017 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 05/2017 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 05/2017 → Present
  Capital Financial Strategies
  Jacksonville, FL
• 06/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-05-19 → 2023-08-10
  Securian Financial Services, Inc.
  Jacksonville, FL
  St. Paul, MN
• 2016-06-08 → 2017-04-28
  Pnc Managed Account Solutions, Inc.
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

1. CROSSWATER CHRISTIAN ACADEMY POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 211 Davis Park Rd, Ponte Vedra FL 32081, United States DESCRIPTION: On the board as a voting member; 2. NAME OF OTHER BUSINESS: CHRIST GOT THIS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CHRISTIAN CLOTHING BRAND; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DESIGN AND SALES; 3.NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL (OR OWNER/PARTNER), APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-17
• S63 Uniform Securities Agent State Law Examination
  2008-04-30