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Katherine Alma Mohr Silovsky

Northwestern Mutual Investment Services, LLC

Overland Park, KS

CRD 5429309

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2010-04-22
  • MO RA
    APPROVED
    Since 2010-04-22

Branch Locations

6601 College Blvd Ste 140, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryan George Kansas City MO 01/2010 Present
Northwestern Mutual Investment Services, Llc Kansas City MO 01/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2011 Present
Other Businesses

1. OWNER, WHAMMY LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/17/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 2. 100% OWNER, 3BEARS LLC, LEGAL ENTITY, START DATE: 10/27/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2010-04-20
Other Names
  • Katherine Mohr
  • Katherine Alma Mohr
  • Katherine A M Barnard

View on SEC IAPD

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