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Shane M Hefty

Morgan Stanley

Davenport, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-18
MO RA APPROVED 2020-08-10
IA RA APPROVED 2017-03-31
  • TX RA
    APPROVED
    Since 2020-11-18
  • MO RA
    APPROVED
    Since 2020-08-10
  • IA RA
    APPROVED
    Since 2017-03-31

Branch Locations

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce Fenner & Smith, Inc Des Moines IA 09/2007 03/2017
Bank Of America, N.A. Des Moines IA 05/2012 03/2017
Morgan Stanley Davenport IA 03/2017 Present
Morgan Stanley Private Bank, National Association New York NY 04/2017 Present
  • 09/2007 → 03/2017
    Merrill Lynch, Pierce Fenner & Smith, Inc
    Des Moines, IA
  • 05/2012 → 03/2017
    Bank Of America, N.A.
    Des Moines, IA
  • 03/2017 → Present
    Morgan Stanley
    Davenport, IA
  • 04/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2009-11-13
Designations
Other Names
  • Shane Michael Hefty

View on SEC IAPD

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Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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