Kevin Michael Owens

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 12/2009 → Present
  Bank Of America, Na
  Morristown, NJ

Previous Registrations

• 2007-11-29 → 2009-12-02
  Ubs Financial Services Inc.
  Florham Park, NJ

Other Businesses

I*3113268 Entity Type: N/A Name of OBA: B O TTEE KEVIN OWENS TTEE U/A DTD 06/18/2010 Address: Miami, Florida, 33137 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/31/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Co-Trustee Parents I*3113269 Entity Type: N/A Name of OBA: KEVIN M OWENS TTEE P G TTEE U/A DTD 01/03/2003 Address: Maimi, Florida, 33137 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/31/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Co-Trustee Spouse I*3113270 Entity Type: N/A Name of OBA: MLPF& S CUST FPO M B IRA FBO M B Address: Miami, Florida, 33137 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 10/31/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Trustee In-Laws I*3114265 Entity Type: N/A Name of OBA: M B TOD BENEFICIARIES ON FILE Address: Miami, Florida, 33137 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/31/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney In-Laws

Exams

• S66 Uniform Combined State Law Examination
  2007-11-28