David Ray Luedecke

Employer firm

Diamond Client Group, LLC CRD 310570

$186M regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Diamond Client Group, Llc

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-14

TX RA
APPROVED

Since 2023-12-14

Branch Locations

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Houston	TX	03/2017	12/2023
Massachusetts Mutual Life Insuracne Company	Houston	TX	07/2016	12/2023
Diamond Client Group	Houston	TX	12/2023	Present

03/2017 → 12/2023

Mml Investors Services, Llc

Houston, TX
07/2016 → 12/2023

Massachusetts Mutual Life Insuracne Company

Houston, TX
12/2023 → Present

Diamond Client Group

Houston, TX

Previous Registrations

2017-03-25 → 2023-12-11

Mml Investors Services, Llc

Houston, TX

The Woodlands, TX

Houston, TX
2013-12-10 → 2017-03-25

Msi Financial Services, Inc.

Houston, TX
2009-03-24 → 2013-09-09

Wells Fargo Clearing Services, Llc

Austin, TX

Austin, TX
2008-04-15 → 2008-07-11

Ameriprise Financial Services, Llc

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-14

S66 Uniform Combined State Law Examination

2008-04-14

Other Names

David Ray Luedecke
David Ray Luedecke

View on SEC IAPD