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John T Walsh

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-01
TX RA APPROVED 2024-03-01
  • NC RA
    APPROVED
    Since 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Inc. New York NY 09/2007 01/2019
Jpmorgan Securities Llc Charlotte NC 02/2019 Present
Jpmorgan Chase Bank Na Charlotte NC 02/2019 Present
  • 09/2007 → 01/2019
    Jp Morgan Securities Inc.
    New York, NY
  • 02/2019 → Present
    Jpmorgan Securities Llc
    Charlotte, NC
  • 02/2019 → Present
    Jpmorgan Chase Bank Na
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2007-11-26
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2007-11-26
Other Names
  • John Walsh
  • John Thomas Walsh

View on SEC IAPD

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