Steven David Wohlschlaeger

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Conroe, TX
• 08/2017 → Present
  Raymond James Financial Services, Inc.
  Conroe, TX
• 08/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Conroe, TX
• 08/2017 → Present
  Woodforest Financial Services
  Conroe, TX
• 08/2017 → Present
  Steven D. Wohlschlaeger
  Varies, TX

Previous Registrations

• 2000-07-12 → 2017-08-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Conroe, TX
  Conroe, TX

Other Businesses

(1)Name of Business: Woodforest Wealth Address: 400 W Davis St, Conroe, TX, 77301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As described in disclosure for Woodforest Financial Services

Exams

• S66 Uniform Combined State Law Examination
  2000-07-11