Steven David Wohlschlaeger

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-10

TX RA
APPROVED

Since 2017-08-10

Branch Locations

400 West Davis Ste 120, Conroe, TX 77301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Conroe	TX	02/2000	08/2017
Raymond James Financial Services, Inc.	Conroe	TX	08/2017	Present
Raymond James Financial Services Advisors Inc.	Conroe	TX	08/2017	Present
Woodforest Financial Services	Conroe	TX	08/2017	Present
Steven D. Wohlschlaeger	Varies	TX	08/2017	Present

02/2000 → 08/2017

Merrill Lynch, Pierce, Fenner & Smith Inc.

Conroe, TX
08/2017 → Present

Raymond James Financial Services, Inc.

Conroe, TX
08/2017 → Present

Raymond James Financial Services Advisors Inc.

Conroe, TX
08/2017 → Present

Woodforest Financial Services

Conroe, TX
08/2017 → Present

Steven D. Wohlschlaeger

Varies, TX

Previous Registrations

2000-07-12 → 2017-08-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Conroe, TX

Conroe, TX

Other Businesses

(1)Name of Business: Woodforest Wealth Address: 400 W Davis St, Conroe, TX, 77301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As described in disclosure for Woodforest Financial Services

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-11

S66 Uniform Combined State Law Examination

2000-07-11

View on SEC IAPD