Wendy Elizabeth Carroll

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Wells Fargo Advisors Financial Network, Llc
  Fort Lauderdale, FL
• 05/2014 → Present
  Biotronics Llc
  Fort Lauderdale, FL

Previous Registrations

• 2009-11-12 → 2014-05-08
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL

Other Businesses

LABMED LLC; NOT INV RELATED; FORT LAUDERDALE, FL; MEDICAL SUPPLY COMPANY; 100% OWNERSHIP WITH SPOUSE; START 5/2006; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. BIOTRONICS LLC; NOT INV RELATED; DAVIE, FL; MEDICAL SUPPLY BUSINESS; 100% OWNERSHIP WITH SPOUSE; START 5/2014; 40 HOURS PER MONTH, 0 DURING TRADING; CLERICAL, ACCOUNTS PAYABLE AND RECEIVABLE. TRUSTEE FOR SON'S SPECIAL NEEDS TRUST; INV RELATED; FORT LAUDERDALE, FL; START: 5/31/16; 0 HR/MO; 0 DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-04

Other Names

• Wendy Elizabeth Bowden
• Wendy Elizabeth Carroll
• Wendy E Carroll
• Wendy Carroll