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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-27 |
| MS | RA | APPROVED | 2024-01-02 |
| LA | RA | APPROVED | 2020-02-03 |
Branch Locations
601 Poydras St, New Orleans, LA 70130 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
1122 22Nd Ave, Meridian, MS 39301 • United States
1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
2548 A Beach Blvd, Biloxi, MS 39531 • United States
New Orleans, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 05/2016 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 04/2022 | Present |
I* 1532258For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: Uber EatsInvestment related: noAddress of business: New York, NY, 10006Nature of business: CorporationPosition, title, association: EmployeeStart date of relationship: 10/14/2023Number of hours devoted: 8 weeklyNumber of hours devoted during trading hours: 0Duties: Food DeliveryI* 1531273For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: DoorDash IncInvestment related: noAddress of business: San Francisco, CA, 94107Nature of business: CorporationPosition, title, association: EmployeeStart date of relationship: 10/14/2023Number of hours devoted: 8 weeklyNumber of hours devoted during trading hours: 0Duties: Food Delivery I*3149291 Entity Type: Entity For Profit Name of OBA: Queenpin LLC Address: New Orleans, Louisiana, 70118 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/12/2025 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Make candles for Mardi Gras group Making candles to sell for parades
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-08 |
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