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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-10-17 |
Branch Locations
10700 Richmond Avenue Suite 107, Houston, TX 77042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benefit Mall | Houston | TX | 10/2007 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | Present |
| United Healthcare | Minneapolis | MN | 08/2012 | Present |
| Top One Mortgage Llc | Houston | TX | 06/2014 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TOP ONE MORTGAGE LLC; NOT INVESTMENT RELATED; 7001 CORPORATE DR, STE 100A, HOUSTON TX 77036; RESIDENTIAL LOAN APPLICATION; LOAN OFFICER; 6/2014; 96 HRS/MONTH; LOAN ORIGINATION BENEFIT MALL/no/Houston,TX/CONTRACTOR-10/2007/ health insurance 5/0/ provide a gateway for health insurance (no for securities) approved with restrictions United HealthCare Insurance Company/no/P.O. Box 1459 Minneapolis,MN 55440/Agent 08-2012/Provide Medicare Advantage and Medicare Supplement and Health Insurance/
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-28 |
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