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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-20
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2014-02-20
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

9163 State Rte 43, Streetsboro, OH 44241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Streetsboro OH 07/2016 Present
J.P. Morgan Securities Llc Streetsboro OH 07/2016 Present
Previous Registrations
  • 2010-02-17 → 2012-10-01
    Chase Investment Services Corp.
    Streetsboro, OH
  • 2009-12-04 → 2010-01-22
    Independence, OH
    Southfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
S63 Uniform Securities Agent State Law Examination 2008-05-02
  • S66 Uniform Combined State Law Examination
    2013-11-27
  • S63 Uniform Securities Agent State Law Examination
    2008-05-02
Other Names
  • Sean Michael Dobbins

View on SEC IAPD

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