Mark Wesley Wingate

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-12
AL	RA	APPROVED	2022-09-21
TX	RA	APPROVED	2022-09-21

FL RA
APPROVED

Since 2026-06-12
AL RA
APPROVED

Since 2022-09-21
TX RA
APPROVED

Since 2022-09-21

Branch Locations

4458 Legendary Drive Suite 300, Destin, FL 32541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Birmingham	AL	06/2015	04/2021
Compass Bank	Birmingham	AL	06/2015	04/2021
Primerica Financial Services	Duluth	GA	04/2021	04/2022
Morgan Stanley	Dothan	AL	09/2022	Present
Unemployed	Midland City	AL	04/2022	09/2022
Morgan Stanley Private Bank, N.A	New York	NY	04/2026	Present

06/2015 → 04/2021

Bbva Securities Inc.

Birmingham, AL
06/2015 → 04/2021

Compass Bank

Birmingham, AL
04/2021 → 04/2022

Primerica Financial Services

Duluth, GA
09/2022 → Present

Morgan Stanley

Dothan, AL
04/2022 → 09/2022

Unemployed

Midland City, AL
04/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2022-01-14 → 2022-04-22

Pfs Investments Inc.

Duluth, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-10
S63	Uniform Securities Agent State Law Examination	2014-08-20

S66 Uniform Combined State Law Examination

2022-01-10
S63 Uniform Securities Agent State Law Examination

2014-08-20

Other Names

Mark W Wingate
Mark Wesley Wingate
Mark W. Wingate
Mark Wesley Wingate

View on SEC IAPD

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