Anju Mohindru

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 11/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 12/2024 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2009-11-03 → 2024-12-09
  Cambridge Investment Research Advisors, Inc.
  Newport Beach, CA
  Aliso Viejo, CA
  Glendale, CA
  Laguna Woods, CA

Other Businesses

NOTARY PUBLIC; LAGUNA WOODS, CA, NOTARY PUBLIC, START DATE: 6/2008, 2 HOURS PER MONTH, 0 HOURS DURING TRADING INDEPENDENT INSURANCE AGENT; Newport Beach, CA, 5/01/1999 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4 hours per month, 4 hours during trading hours MARINER WEALTH ADVISORS, 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REP; START DATE: 12/2024; 40 HRS/WK DURING SECURITIES HOURS. MSEC LLC; 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REG REP; START DATE 12/2024; 40 HRS/WK DURING SECURITIES HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-21

Other Names

• Anju Chowdhry