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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-06-03 |
Branch Locations
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Duncannon, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 11/2008 | Present |
INSURANCE- LIFE, HEALTH, ANNUITIES POSITION: AGENT NATURE: LIFE INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2008 ADDRESS: 2 Deer Ln, Duncannon, PA 17020 DESCRIPTION: LICENSED INSURANCE AGENT, AND I SELL LIFE INSURANCE, ANNUITIES AND LONG-TERM CARE KADES MARGOLIS, Is Investment Related, DBA, Financial Professional 11/12/2008,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-18 |
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