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1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-06-06 |
Branch Locations
1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc | East Lansing | MI | 09/2007 | 04/2017 |
| Securities America, Inc. | East Lansing | MI | 04/2017 | 06/2017 |
| Arbor Point Advisors | East Lansing | MI | 04/2017 | 06/2017 |
| Fairhaven Financial Advisory Corp | Lansing | MI | 08/2007 | 06/2017 |
| Fairhaven Financial Advisory Corp | Lansing | MI | 06/2017 | Present |
| Mercap Securities, Llc | Paoli | PA | 03/2019 | 11/2020 |
| Innovation Partners Llc | Charlotte | NC | 11/2020 | Present |
1) FAIRHAVEN FINANCIAL ADVISORY CORPORATION 1400 ABBOT ROAD, SUITE 330, EAST LANSING, MI 48823 517-332-2900. EMAIL: RACHELA@FAIRHAVENFINANCIAL.COM. BUSINESS IS A CORPORATION. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR. BUSINESS RELATED: YES. YOUR TITLE/POSITION: CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE. DUTIES OF POSITION: COMPLIANCE AND BACK OFFICE. APPROX NUMBER OF HOURS PER MONTH DEVOTE TO ACTIVITY: 160. NUMBER OF HOURS YOU DEVOTE DURING SECURITIES TRADING HOURS: 8. DATE ACTIVITY STARTED: 2007. FINANCIAL INTEREST: NO. COMPENSATION: SALARY. 2) Innovation Partners, LLC, Charlotte, NC, Registered Representative, Broker-dealer; Investment related; 5 hours per month, all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-14 |
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