Rachel C Anderson

Employer firm

Fairhaven Financial Advisory Corporation CRD 124266

$378M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 04/2017
  Royal Alliance Associates, Inc
  East Lansing, MI
• 04/2017 → 06/2017
  Securities America, Inc.
  East Lansing, MI
• 04/2017 → 06/2017
  Arbor Point Advisors
  East Lansing, MI
• 08/2007 → 06/2017
  Fairhaven Financial Advisory Corp
  Lansing, MI
• 06/2017 → Present
  Fairhaven Financial Advisory Corp
  Lansing, MI
• 03/2019 → 11/2020
  Mercap Securities, Llc
  Paoli, PA
• 11/2020 → Present
  Innovation Partners Llc
  Charlotte, NC

Previous Registrations

• 2017-05-03 → 2017-06-02
  Arbor Point Advisors
  East Lansing, MI

Other Businesses

1) FAIRHAVEN FINANCIAL ADVISORY CORPORATION 1400 ABBOT ROAD, SUITE 330, EAST LANSING, MI 48823 517-332-2900. EMAIL: RACHELA@FAIRHAVENFINANCIAL.COM. BUSINESS IS A CORPORATION. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR. BUSINESS RELATED: YES. YOUR TITLE/POSITION: CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE. DUTIES OF POSITION: COMPLIANCE AND BACK OFFICE. APPROX NUMBER OF HOURS PER MONTH DEVOTE TO ACTIVITY: 160. NUMBER OF HOURS YOU DEVOTE DURING SECURITIES TRADING HOURS: 8. DATE ACTIVITY STARTED: 2007. FINANCIAL INTEREST: NO. COMPENSATION: SALARY. 2) Innovation Partners, LLC, Charlotte, NC, Registered Representative, Broker-dealer; Investment related; 5 hours per month, all during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-07
• S63 Uniform Securities Agent State Law Examination
  2008-10-14

Other Names

• Rachel Celeste Leon
• Rachel C. Anderson