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Current Employers
Fairhaven Financial Advisory Corporation

1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-06
  • MI RA
    APPROVED
    Since 2017-06-06

Branch Locations

1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc East Lansing MI 09/2007 04/2017
Securities America, Inc. East Lansing MI 04/2017 06/2017
Arbor Point Advisors East Lansing MI 04/2017 06/2017
Fairhaven Financial Advisory Corp Lansing MI 08/2007 06/2017
Fairhaven Financial Advisory Corp Lansing MI 06/2017 Present
Mercap Securities, Llc Paoli PA 03/2019 11/2020
Innovation Partners Llc Charlotte NC 11/2020 Present
  • 09/2007 → 04/2017
    Royal Alliance Associates, Inc
    East Lansing, MI
  • 04/2017 → 06/2017
    Securities America, Inc.
    East Lansing, MI
  • 04/2017 → 06/2017
    Arbor Point Advisors
    East Lansing, MI
  • 08/2007 → 06/2017
    Fairhaven Financial Advisory Corp
    Lansing, MI
  • 06/2017 → Present
    Fairhaven Financial Advisory Corp
    Lansing, MI
  • 03/2019 → 11/2020
    Mercap Securities, Llc
    Paoli, PA
  • 11/2020 → Present
    Innovation Partners Llc
    Charlotte, NC
Previous Registrations
  • 2017-05-03 → 2017-06-02
    Arbor Point Advisors
    East Lansing, MI
Other Businesses

1) FAIRHAVEN FINANCIAL ADVISORY CORPORATION 1400 ABBOT ROAD, SUITE 330, EAST LANSING, MI 48823 517-332-2900. EMAIL: RACHELA@FAIRHAVENFINANCIAL.COM. BUSINESS IS A CORPORATION. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR. BUSINESS RELATED: YES. YOUR TITLE/POSITION: CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE. DUTIES OF POSITION: COMPLIANCE AND BACK OFFICE. APPROX NUMBER OF HOURS PER MONTH DEVOTE TO ACTIVITY: 160. NUMBER OF HOURS YOU DEVOTE DURING SECURITIES TRADING HOURS: 8. DATE ACTIVITY STARTED: 2007. FINANCIAL INTEREST: NO. COMPENSATION: SALARY. 2) Innovation Partners, LLC, Charlotte, NC, Registered Representative, Broker-dealer; Investment related; 5 hours per month, all during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 2008-10-14
  • S66 Uniform Combined State Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    2008-10-14
Other Names
  • Rachel Celeste Leon
  • Rachel C. Anderson

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