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David Erwin Dooling

Schwab Wealth Advisory, Inc.

St Louis, MO

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-12
  • MO RA
    APPROVED
    Since 2025-02-12

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Edwardsville IL 12/2012 09/2018
Td Ameritrade, Inc. Edwardsville IL 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. St. Louis MO 12/2022 Present
Schwab Wealth Advisory Inc St. Louis MO 02/2025 Present
  • 12/2012 → 09/2018
    Scottrade
    Edwardsville, IL
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Edwardsville, IL
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    St. Louis, MO
  • 02/2025 → Present
    Schwab Wealth Advisory Inc
    St. Louis, MO
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Edwardsville, IL
    St. Louis, MO
    Clayton, MO
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Edwardsville, IL
    St Louis, MO
    Clayton, MO
    Omaha, NE
  • 2017-04-28 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2007-11-26 → 2012-12-21
    Alton Capital Management, Inc.
    Alton, IL
  • 2005-12-01 → 2007-11-29
    Msi Financial Services, Inc.
    Alton, IL
    Godfrey, IL
    St. Louis, MO
    Springfield, MA
    Springfield, MA
    St. Louis, MO
  • 2000-06-15 → 2006-01-06
    Metlife Investment Fund Services Llc
    Alpharetta , GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
S65 Uniform Investment Adviser Law Examination 2000-06-09
S63 Uniform Securities Agent State Law Examination 2000-04-17
  • S66 Uniform Combined State Law Examination
    2017-04-28
  • S65 Uniform Investment Adviser Law Examination
    2000-06-09
  • S63 Uniform Securities Agent State Law Examination
    2000-04-17
Other Names
  • David Dooling

View on SEC IAPD

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EDWARD JONES · ST LOUIS, MO
DANA INVESTMENT ADVISORS INC · WEBSTER GROVES, MO
STADIA CAPITAL, LLC · SAINT LOUIS, MO
DETALUS ADVISORS, LLC · ST. LOUIS, MO
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AMERIPRISE FINANCIAL SERVICES, LLC · WEBSTER GROVES, MO
REDSTICK VENTURES LLC · ST. LOUIS, MO

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