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James Nathan Osborn

Envest Asset Management, LLC

Ridgefield, CT

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Current Employers
Envest Asset Management, Llc

Ridgefield, CT • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-08
TX RA APPROVED_RES 2020-09-10
CA RA APPROVED 2020-06-19
PA RA APPROVED 2020-02-27
CT RA APPROVED 2018-05-09
  • NY RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2020-09-10
  • CA RA
    APPROVED
    Since 2020-06-19
  • PA RA
    APPROVED
    Since 2020-02-27
  • CT RA
    APPROVED
    Since 2018-05-09

Branch Locations

Ridgefield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envest Asset Management, Llc Ridgefield CT 01/2018 Present
Energy Power Management I, Llc Allentown PA 01/2010 01/2018
Other Businesses

James N Osborn Jr. owns membership interests in Energy Power Investment Holdings. This activity accounts for less than 10% of his time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-09
S63 Uniform Securities Agent State Law Examination 2008-01-04
  • S65 Uniform Investment Adviser Law Examination
    2018-01-09
  • S63 Uniform Securities Agent State Law Examination
    2008-01-04
Other Names
  • James Osborn
  • James Nathan Osborn

View on SEC IAPD

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