Robert David Schaff

Current Employers

Employment History

• 06/2016 → 01/2018
  Great Lakes Atlantic Wealth Management And Advisory Partners
  Charlotte, NC
• 03/2017 → 01/2018
  Niagara International Capital Limited
  Clarence, NY
• 03/2018 → 06/2018
  Odyssey Alliance Wealth Advisors, Llc
  Charlotte, NC
• 02/2018 → Present
  Ian Consulting
  Charlotte, NC
• 01/2019 → 03/2022
  Hilton Head Capital Partners, Llc
  Hilton Head Island, SC
• 05/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2022 → Present
  Ia Network, Llc
  Matthews, NC

Previous Registrations

• 2019-03-08 → 2022-03-25
  Hilton Head Capital Partners, Llc
  Hilton Head Island, SC
• 2018-04-09 → 2018-07-13
  Odyssey Alliance Wealth Advisors, Llc
  Charlotte, NC
• 2016-06-03 → 2018-01-19
  Hayden Royal
  Charlotte, NC
• 2014-07-15 → 2016-06-16
  Lpl Financial Llc
  Fort Mill, SC
• 2013-04-18 → 2014-07-14
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2008-04-08 → 2013-03-26
  Lpl Financial Llc
  Fort Mill, SC
  Charlotte, NC
  Fort Mill, SC

Other Businesses

1) IA Network, LLC DBA Uptown Partners Advisory, LLC. Investment Related; 210 N. Church Street, Unit 1905, Charlotte, NC 28202; Managing Partner; Start Date: 1/27/2022; 10 hrs/mo; 10 hrs during trading; RIA Firm. 2) IAN Consulting. Not investment related. Charlotte, NC 28202, Consulting Services. Consultant. Started 02/2018. 20hrs/mo devoted during trading. Duties are to provide consulting services to advisory firms and advisors regarding their operations, compliance, technology & vendors. 3) IAN Insurance, LLC. Not investment related. 210 N Church Street, Unit 1905. Insurance sales. Agent. Start 3/2021. 5 hrs/mth- 5 during trading hrs. Offer insurance products and services. 4) FINRA Arbitrator. Not investment related. One Liberty Plaza, 165 Broadway, 27th Floor, New York, NY 10006. Dispute Resolution. Arbitrator. Started 7/18/2019. 0 hrs/mth -0 during trading hrs. Serve on an Arbitrator Panel when selected to do so. 5) Executor for Joseph and Susan Schaff. Not Investment Related. Charlotte, NC 28202. Executor of Estate. Started 02/2020. Currently 0 hours per month. No duties at this time. 6) Aviemore Management, LLC. d/b/a Stockham Financial. Not Investment Related. At Reported Location. Tax Reporting Entity. Managing Partner. 4/2022. 0 Hrs/Mo; 0 Hrs During Trading Hours. Entity for Advisory Revenue and Expenses. 7) Sublease of Office Space. Not Investment Related. 7401 Carmel Executive Park Dr. Charlotte, NC 28226, Landlord. Real Estate. 6/1/2024. 1 hr devoted to OBA. 1 Hr devoted during NYSE Trading Hrs. Collect rent and pay expenses. 8) Metro Glamping. Not investment related. 210 N Church St, Unit 1905, Charlotte, NC 28202. Backyard/mobile camping service. Owner/operator. 04/23/2025. 20 hrs per month. 5 hrs during trading hrs per month. I will manage the business and all activities. The business provides "Glamping" setups or peoples backyards or other agreed upon locations.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-17

Designations

Other Names

• Robert Schaff
• Robert David Schaff