Best Investors
Account
Sign in
613 Old Santa Fe Trail, Santa Fe, NM 87505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-10-24 |
Branch Locations
613 Old Santa Fe Trail, Santa Fe, NM 87505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Prosperity Group | Wayne | NJ | 08/2007 | 09/2016 |
| University Of New Mexico | Los Alamos | NM | 01/2012 | Present |
| Peter And Lisa Murphy Rental Properties | Santa Fe | NM | 07/2004 | Present |
| Peter Murphy - Author | Santa Fe | NM | 02/2014 | 09/2016 |
| Santa Fe Retirement & Estate Planning Services, Llc | Santa Fe | NM | 08/2007 | Present |
| Santa Fe Community College | Santa Fe | NM | 01/2011 | Present |
| United Planners' Financial Services | Scottsdale | AZ | 03/2014 | 09/2016 |
| Oshara Village Combined Associations | Santa Fe | NM | 01/2012 | Present |
| Lpl Financial, Llc | Santa Fe | NM | 09/2016 | Present |
| Financial Partners, Llc | Santa Fe | NM | 10/2016 | Present |
1. 09/30/2016 - FINANCIAL PARTNERS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 45%/ SANTE FE, NM 2. 09/30/2016 - SANTE FE RETIREMENT AND ESTATE PLANNING SERVICES, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 1%/ SANTE FE, NM 3. 09/30/2016 - SANTE FE COMMUNITY COLLEGE/ INSTRUCTOR/ 3%/ SANTE FE, NM 4. 09/30/2016 - UNIVERSITY OF NEW MEXICO/ INSTRUCTOR/ 3%/ LOS ALAMOS, NM 5. 10/21/2016 - Financial Partners LLC - Registered Investment Advisor Hybrid - DBA: (HYBRID) Financial Partners LLC - Investment Related - 50 Oshara Blvd, Sante Fe, NM 87508 - Start 10/01/2016 - 80 Hr/Mo; 45% Time Spent - I provide investment advisory services through Financial Partners LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/2/2017 - Peter and Lisa Murphy Rental Properties - Investment Related - 50 Oshara Blvd, Santa Fe, NM 87508, and Angel Fire, NM & Sante Fe, NM - Real Estate Rental - Started 01/01/2006 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 5/7/2018 - Horsesmouth LLC. - Not Investment Related - Horsesmouth LLC address is 21 W 38th St #14, New York, NY/Teaching in NYC & Chicago, IL. - Other-TEACHING - Social Security & Medicare Instructor - Started: 05/21/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Help educate Financial Advisors in Social Security and Medicare.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-01 |
Reach out to this advisor