Peter Denis Murphy

Employer firm

Financial Partners, LLC CRD 170002

$182M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 09/2016
  American Prosperity Group
  Wayne, NJ
• 01/2012 → Present
  University Of New Mexico
  Los Alamos, NM
• 07/2004 → Present
  Peter And Lisa Murphy Rental Properties
  Santa Fe, NM
• 02/2014 → 09/2016
  Peter Murphy - Author
  Santa Fe, NM
• 08/2007 → Present
  Santa Fe Retirement & Estate Planning Services, Llc
  Santa Fe, NM
• 01/2011 → Present
  Santa Fe Community College
  Santa Fe, NM
• 03/2014 → 09/2016
  United Planners' Financial Services
  Scottsdale, AZ
• 01/2012 → Present
  Oshara Village Combined Associations
  Santa Fe, NM
• 09/2016 → Present
  Lpl Financial, Llc
  Santa Fe, NM
• 10/2016 → Present
  Financial Partners, Llc
  Santa Fe, NM

Previous Registrations

• 2014-03-10 → 2016-09-30
  United Planners' Financial Services Of America A Limited Partner
  Pompton Plains, NJ
  Santa Fe, NM
• 2013-07-26 → 2014-03-07
  Bcg Securities, Inc.
  Santa Fe, NM
  Santa Fe, NM
  Pompton Plains, NJ

Other Businesses

1. 09/30/2016 - FINANCIAL PARTNERS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 45%/ SANTE FE, NM 2. 09/30/2016 - SANTE FE RETIREMENT AND ESTATE PLANNING SERVICES, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 1%/ SANTE FE, NM 3. 09/30/2016 - SANTE FE COMMUNITY COLLEGE/ INSTRUCTOR/ 3%/ SANTE FE, NM 4. 09/30/2016 - UNIVERSITY OF NEW MEXICO/ INSTRUCTOR/ 3%/ LOS ALAMOS, NM 5. 10/21/2016 - Financial Partners LLC - Registered Investment Advisor Hybrid - DBA: (HYBRID) Financial Partners LLC - Investment Related - 50 Oshara Blvd, Sante Fe, NM 87508 - Start 10/01/2016 - 80 Hr/Mo; 45% Time Spent - I provide investment advisory services through Financial Partners LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/2/2017 - Peter and Lisa Murphy Rental Properties - Investment Related - 50 Oshara Blvd, Santa Fe, NM 87508, and Angel Fire, NM & Sante Fe, NM - Real Estate Rental - Started 01/01/2006 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 5/7/2018 - Horsesmouth LLC. - Not Investment Related - Horsesmouth LLC address is 21 W 38th St #14, New York, NY/Teaching in NYC & Chicago, IL. - Other-TEACHING - Social Security & Medicare Instructor - Started: 05/21/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Help educate Financial Advisors in Social Security and Medicare.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-02
• S63 Uniform Securities Agent State Law Examination
  2007-12-01

Designations

• Certified Financial Planner