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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
IL RA APPROVED 2010-01-04
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • IL RA
    APPROVED
    Since 2010-01-04

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States

Lombard, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 12/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Other Businesses

NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 115 E 34TH ST., HOLLAND, MI 49423, NATURE OF BUSINESS: REAL ESTATE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-30
  • S66 Uniform Combined State Law Examination
    2009-10-30

View on SEC IAPD

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