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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-11
AZ RA APPROVED 2013-12-20
  • TX RA
    APPROVED_RES
    Since 2015-09-11
  • AZ RA
    APPROVED
    Since 2013-12-20

Branch Locations

14800 West Mountain View Blvd Ste 105, Surprise, AZ 85374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Surprise AZ 12/2013 Present
Raymond James Financial Services Advisors Inc. Surprise AZ 01/2014 Present
Previous Registrations
  • 2007-12-19 → 2013-12-09
    St Louis, MO
    Sun City West, AZ
    Peoria, AZ
Other Businesses

(1) Name of Business: T.W. FINANCIAL PLLC Address: 14800 W Mountain View Blvd, Surprise, AZ, 85374, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
  • S66 Uniform Combined State Law Examination
    2007-11-30

View on SEC IAPD

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