Nathan Quinn O'leary

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-21
WA	RA	APPROVED	2021-07-21

CA RA
APPROVED

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21

Branch Locations

Des Moines, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rental	San Diego	CA	12/1995	07/2021
Waddell & Reed, Inc	Tacoma	WA	09/2013	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Des Moines	WA	09/2013	07/2021
Rental	Burien	WA	06/2015	08/2017
Sherry Gow	Tacoma	WA	02/2016	07/2021
Va Medical Center	Seattle	WA	06/2016	07/2021
Nathan O'LEary Notary Public	Des Moines	WA	06/2019	07/2021
Burien Lions	Burien	WA	11/2020	07/2021
Va Medical Center	Lakewood	WA	07/2016	07/2021
Shift4 Strategies, Llc	Tacoma	WA	05/2021	07/2021
Shift4 Strategies, Llc	Tacoma	WA	05/2021	07/2021
Lpl Financial Llc	Tacoma	WA	07/2021	Present

12/1995 → 07/2021

Rental

San Diego, CA
09/2013 → 07/2021

Waddell & Reed, Inc

Tacoma, WA
09/2013 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Des Moines, WA
06/2015 → 08/2017

Rental

Burien, WA
02/2016 → 07/2021

Sherry Gow

Tacoma, WA
06/2016 → 07/2021

Va Medical Center

Seattle, WA
06/2019 → 07/2021

Nathan O'LEary Notary Public

Des Moines, WA
11/2020 → 07/2021

Burien Lions

Burien, WA
07/2016 → 07/2021

Va Medical Center

Lakewood, WA
05/2021 → 07/2021

Shift4 Strategies, Llc

Tacoma, WA
05/2021 → 07/2021

Shift4 Strategies, Llc

Tacoma, WA
07/2021 → Present

Lpl Financial Llc

Tacoma, WA

Previous Registrations

2013-10-02 → 2021-07-21

Waddell & Reed

Tacoma, WA

Seattle, WA

Seattle, WA

Tacoma, WA
2010-07-09 → 2012-01-17

Waddell & Reed

Seattle, WA
2008-01-10 → 2010-06-03

Edward Jones

Seattle, WA

St Louis, MO

Burien, WA

Other Businesses

1) 8/26/2009 - NATHAN Q OLEARY & ANI K OLEARY REVOCABLE TRUST / Act in a Fiduciary Capacity / INVESTMENT RELATED / 0HR / MO / 1009 229th Pl Des Moines, WA 98198-6975 2) 07/2016 - VA Medical Center / Outside/W-2 Employment / NOT INVESTMENT RELATED / 0HR / MO / 9600 Veterans Dr, Bldg 81, Lakewood, WA, , 98493 3) 06/2019 - Nathan O'Leary Notary Public / Notary / INVESTMENT RELATED / 0HR / MO / 1009 S 229th Pl, Des Moines 4) 12/05/2024 - Shift4 Strategies - Shift4 Strategies, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/31/2021 - 8 hours per month/ 4 hours during trading 5) 12/16/2024 - Real Estate Rental - Investment Related - San Diego, CA - Start Date 09/27/2021 - 2 hours per month/ 1 hour during trading 6) 12/18/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/2021 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-04

S66 Uniform Combined State Law Examination

2008-01-04

Other Names

Nathan Quinn Oleary
Nathan Quinn O'LEary

View on SEC IAPD