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Daniel Aloysius Petro

Rbc Capital Markets, LLC

Bel Air, MD

Ellicott City, MD

CRD 5427144

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-20
MD RA APPROVED 2009-11-16
  • TX RA
    APPROVED_RES
    Since 2014-08-20
  • MD RA
    APPROVED
    Since 2009-11-16

Branch Locations

128 N Bond St Suite 501, Bel Air, MD 21014 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Quarry Lake MD 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2009-11-13
Designations
  • Certified Financial Planner

View on SEC IAPD

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