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David B. Sprafka

Strategic Advisers LLC

Thousand Oaks, CA

Thousand Oaks, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Thousand Oaks, CA • United States

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Blue Ash OH 07/2007 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2007 → Present
    Fidelity Investments
    Blue Ash, OH
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Redwood City, CA
    Palo Alto, CA
  • 2011-01-31 → 2018-07-13
    Strategic Advisers Llc
    Cincinnati, OH
    San Francisco, CA
    Larkspur, CA
Other Businesses

OBA-120767|OrgNmn:Hedgehog Properties|Org Addr:Thousand O,California,US|OBA Nature:Landlord|Invst Rel:Y|Title:Owner|Duties:Collect rent|StrtDt:07-08-25|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-27
S63 Uniform Securities Agent State Law Examination 2007-11-19
  • S66 Uniform Combined State Law Examination
    2011-01-27
  • S63 Uniform Securities Agent State Law Examination
    2007-11-19
Other Names
  • David Sprafka
  • David Benjamin Sprafka

View on SEC IAPD

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